L egal assistance on regulatory compliance and criminal liability risk prevention, implementation of criminal liability risk prevention plans, management of Ethical Channels and training.

  • Implementation of risk control and management schemes; drafting of codes of ethics and professional conduct, and criminal liability risk prevention plans
  • Legal assistance with the implementation of other risk control and management policies
  • Services related to the duties and obligations of a Corporate Compliance Officer.
  • Management of Ethical/Conduct Channel investigations
  • Secretarial services for Compliance Committees and training on corporate compliance for officers and employees
  • Legal advice on management, control and supervision of internal compliance procedures
  • Review and adaptation of internal procedures for control and supervision of compliance