L egal assistance on regulatory compliance and criminal liability risk prevention, implementation of criminal liability risk prevention plans, management of Ethical Channels and training.
- Implementation of risk control and management schemes; drafting of codes of ethics and professional conduct, and criminal liability risk prevention plans
- Legal assistance with the implementation of other risk control and management policies
- Services related to the duties and obligations of a Corporate Compliance Officer.
- Management of Ethical/Conduct Channel investigations
- Secretarial services for Compliance Committees and training on corporate compliance for officers and employees
- Legal advice on management, control and supervision of internal compliance procedures
- Review and adaptation of internal procedures for control and supervision of compliance
